Martin Oliver Nelson Jr
Professional Summary
Martin Oliver Nelson JR is a registered financial advisor currently at MARTIN NELSON & CO., INC. located in Seattle, Washington. Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Martin has worked at 1 firm and has passed the Series 65, Series 63, Series 79TO, Series 52TO, Series 7TO, Series 99TO, Series 57TO, SIE, Series 55, Series 1, Series 24, Series 27, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
THE ENSEMBLE TEAM
HUMANIZE WEALTH
OSAIC WEALTH, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
THE ENSEMBLE TEAM
HUMANIZE WEALTH
OSAIC WEALTH, INC.
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
THE ENSEMBLE TEAM
HUMANIZE WEALTH
OSAIC WEALTH, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
THE ENSEMBLE TEAM
HUMANIZE WEALTH
OSAIC WEALTH, INC.
Years of Experience
56 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
THE ENSEMBLE TEAM
HUMANIZE WEALTH
OSAIC WEALTH, INC.
Current Firm
MARTIN NELSON & CO., INC.
Contact Information
Main Address
1500 Westlake Ave N. Ste 200, Seattle, WA 98109-3031Mailing Address
1500 Westlake Ave N. Ste 200, Seattle, WA 98109-3031Phone Number
(206) 682-6261Established
Washington since 04/01/1954Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
9SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
FINRA licenses (18 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
422AUM (Assets Under Management)
$287,344,200Disclosures
Regulatory Event
4Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
THE ENSEMBLE TEAM
HUMANIZE WEALTH
OSAIC WEALTH, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
THE ENSEMBLE TEAM
HUMANIZE WEALTH
OSAIC WEALTH, INC.
Primary Firm SEC Registration
MARTIN NELSON & CO., INC.
State Registrations and Notice Filings
(5/5/1998)
(1/24/1997)
(2/16/1994)
(12/19/2017)
(9/1/1998)
(7/23/2002)
(9/26/2019)
(10/24/2006)
(10/10/1990)
(5/20/1999)
(5/20/1983)
(5/14/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Oct 1998Series 1 — Registered Representative Examination
Passed Sep 1972Series 00 — General Securities Principal Examination
Passed Mar 1973SRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
THE ENSEMBLE TEAM
HUMANIZE WEALTH
OSAIC WEALTH, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Martin Oliver Nelson JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Martin Oliver Nelson JR's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
THE ENSEMBLE TEAM
HUMANIZE WEALTH
OSAIC WEALTH, INC.
