JH
Jack M. Hallier
PATRICK M. SWEENEY & ASSOCIATES
LIBERTYVILLE, IL 60048
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CRD#: 7445693
JH
Jack Marshall HallierPATRICK M. SWEENEY & ASSOCIATES
Professional summary
Jack Marshall Hallier, who also goes by Jack M Hallier, is a registered financial advisor currently at PATRICK M. SWEENEY & ASSOCIATES, INC located in Libertyville, Illinois.
Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jack has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Always Fiduciary
Aliases
Jack M Hallier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: CERES WEALTH POSITION: Client Associate NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 10/22/2021 ADDRESS: 110 North Brockway, Ste 230, Palatine IL 60067, United States DESCRIPTION: On a day to day basis, I tend to the responsibilities that the office requires. I regularly answer phone calls from clients and help with anything they may need that doesn't require one of the registered reps. I will help create accounts and gather info from clients and input the data into Advisor Complete and Advisor Enterprise. I perform most all duties that a wealth management office may require. Business Name:TAILWIND WEALTH ADVISORS POSITION: Client Associate NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/07/2022 ADDRESS: 1917 Palomar Oaks Way Suite 150, Carlsbad CA 92008 DESCRIPTION: I am the temporary assistant to Mark and will assist him in Advisor Complete and Advisor Enterprise related tasks along with onboarding new clients. Business Name: THE QUANTUS GROUP POSITION: Client Associate NATURE: Non Registered Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2022 ADDRESS: 21720 W Long Grove Rd, Suite C 411, Deer Park IL 60047 DESCRIPTION: My only duties include administrative handling of clients and their accounts and clerical duties. Business Name: PEAK PRO FINANCIAL POSITION: Independent Contractor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 07/11/2022 ADDRESS: 7979 E Tufts Ave, Suite 1050, Denver CO 80237 DESCRIPTION: Administrative duties and assistance in writing Fixed Annuities and Fixed Life Insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Jack Marshall Hallier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2026 - Present
PATRICK M. SWEENEY & ASSOCIATES, INC
Office #1: 900 Technology Way Suite 260, Libertyville, IL 60048RIA
CRD#: 112802
LIBERTYVILLE, IL
Past
March 30, 2023 - July 23, 2026
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
Naperville, IL
Past
March 30, 2023 - July 23, 2026
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
Naperville, IL
Past
January 21, 2022 - March 6, 2023
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Palatine, IL
Past
October 27, 2021 - March 6, 2023
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Palatine, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PM
PATRICK M. SWEENEY & ASSOCIATES, INC
PATRICK M. SWEENEY & ASSOCIATES, INC
CRD#: 112802 / SEC#: 801-118910
RIA
Registered Investment Advisory firm - (6/16/2020 Approved)Illinois
Registered Investment Advisory firm - (6/16/2020 Terminated)Texas
Registered Investment Advisory firm - (3/17/2026 Termination Requested)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(8/6/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/27/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
PM
PATRICK M. SWEENEY & ASSOCIATES, INC
PATRICK M. SWEENEY & ASSOCIATES, INC
CRD#: 112802 / SEC#: 801-118910
RIA
Registered Investment Advisory firm - (6/16/2020 Approved)Illinois
Registered Investment Advisory firm - (6/16/2020 Terminated)Texas
Registered Investment Advisory firm - (3/17/2026 Termination Requested)Loading...
Contact information
Main Address
900 Technology Way Suite 260, Libertyville, IL 60048
Mailing Address
Phone number
(847) 277-7771
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 293 |
| AUM (Assets Under Management) | $ 217,183,226 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PATRICK M. SWEENEY & ASSOCIATES, INC
CRD#: 112802Libertyville, IL 60048TRUST BUT VERIFY
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