TA
Tammy E. Austin
EMPOWER ADVISORY GROUP
Surprise, AZ
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CRD#: 7445116
TA
Professional summary
Tammy Elizabeth Austin, who also goes by Tammy Elizabeth Anderson, Tammy Elizabeth Carter, Tammy Longworth, Tammy Elizabeth Longworth, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Surprise, Arizona and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Tammy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Tammy has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tammy Elizabeth Anderson | Tammy Elizabeth Carter | Tammy Longworth | Tammy Elizabeth Longworth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Self-employed INVESTMENT RELATED ADDRESS (City/State): San Tan Valley, AZ 85140 NATURE OF BUSINESS: Medicare Supplement POSITION: Independent Agent contracted with Humana MarketPoint brokerage. START DATE (Month/Year): 09/2021 APPROXIMATE HOURS PER MONTH: 5 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Selling Medicare insurance plans NAME OF BUSINESS: Insurance licenses INVESTMENT RELATED ADDRESS (City/State): San Tan Valley, AZ 85140 NATURE OF BUSINESS: Maintaining licenses - Life, Accident & Health, Property & Casualty, Variable Life, Variable Annuity POSITION: Insurance License START DATE (Month/Year): 08/2005 - present APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Maintaining licenses
CRS (Client Relationship Summary) - RIA
Click below to view Tammy Elizabeth Austin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Surprise, AZ
Current
January 10, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
December 22, 2022 - December 26, 2023
EDWARD JONES
RIA
CRD#: 250
ST LOUIS, MO
Past
December 22, 2022 - December 26, 2023
EDWARD JONES
BD
CRD#: 250
ST LOUIS, MO
Past
March 28, 2022 - December 12, 2022
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
SCOTTSDALE, AZ
Past
January 31, 2022 - December 12, 2022
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2024)
RR
Alaska(1/10/2024)
RR
Arizona(1/11/2024)
IAR
Arizona(1/11/2024)
RR
Arkansas(1/10/2024)
RR
California(1/10/2024)
RR
Connecticut(1/10/2024)
RR
Delaware(1/10/2024)
RR
Georgia(1/10/2024)
RR
Hawaii(1/10/2024)
RR
Idaho(1/10/2024)
RR
Illinois(1/10/2024)
RR
Indiana(1/10/2024)
RR
Iowa(1/10/2024)
RR
Kansas(1/10/2024)
RR
Kentucky(1/10/2024)
RR
Maine(1/10/2024)
RR
Massachusetts(1/10/2024)
RR
Michigan(1/10/2024)
RR
Minnesota(1/10/2024)
RR
Mississippi(1/10/2024)
RR
Missouri(1/10/2024)
RR
Montana(1/10/2024)
RR
Nebraska(1/10/2024)
RR
Nevada(1/10/2024)
RR
New Hampshire(1/10/2024)
RR
New Jersey(1/10/2024)
RR
New Mexico(1/10/2024)
RR
New York(1/10/2024)
RR
North Carolina(1/10/2024)
RR
North Dakota(1/10/2024)
RR
Oklahoma(1/10/2024)
RR
Oregon(1/10/2024)
RR
Pennsylvania(1/10/2024)
RR
Rhode Island(1/10/2024)
RR
South Carolina(1/10/2024)
RR
South Dakota(1/10/2024)
RR
Tennessee(1/10/2024)
RR
Texas(1/10/2024)
RR
Utah(1/10/2024)
RR
Vermont(1/10/2024)
RR
Virginia(1/10/2024)
RR
Washington(1/10/2024)
RR
West Virginia(1/10/2024)
RR
Wisconsin(1/10/2024)
RR
Wyoming(1/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/31/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
