Timothy W. Connolly

YESKE BUIE

San Francisco, CA 94104

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CRD#: 7444848

Professional summary

Timothy William Connolly is a registered financial advisor currently at YESKE BUIE INC. located in San Francisco, California.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Timothy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Johnny Foley's Irish House; not investment-related; 243 O'Farrell St., San Francisco, CA 94102; restaurant; Waiter/Busser; started 2010; approximately 2 hours per month, 0 hours per month during securities trading hours; as needed support for front/back of house functions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy William Connolly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2024 - Present

YESKE BUIE INC.

Office #1: 220 Montgomery St Ste 900, San Francisco, CA 94104

RIA

CRD#: 143234

San Francisco, CA

Past

October 27, 2021 - February 20, 2024

GRIFFIN BLACK, LLC

RIA

CRD#: 134684

REDWOOD CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YESKE BUIE INC.

CRD#: 143234 / SEC#: 801-68187

RIA

Registered Investment Advisory firm - (8/28/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2021

Uniform Investment Adviser Law Examination

Current Firm

YESKE BUIE INC.

CRD#: 143234 / SEC#: 801-68187

RIA

Registered Investment Advisory firm - (8/28/2007 Approved)

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Contact information

Main Address

301 Maple Avenue West Suite 600, Vienna, VA 22180

Mailing Address

Phone number

(800) 772-1887

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

YESKE BUIE INC FORM ADV 2A DISCLOSURE BROCHURE AND 2B BROCHURE SUPPLEMENTS (10/22/2025)

Regulatory assets under management

Total Number of Accounts	1,429
AUM (Assets Under Management)	$ 925,924,273

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/16/2025	Cover Page	Report
01/22/2025	Cover Page	Report
06/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy W. Connolly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy William Connolly's CRS (Customer Relationship Summary).

Certified licenses

Experience

YESKE BUIE INC.

GRIFFIN BLACK, LLC

Primary Firm SEC Registration

YESKE BUIE INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2021

Current Firm

YESKE BUIE INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

YESKE BUIE INC.

TRUST BUT VERIFY

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