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GD

Gregory M. Desroches

BEATRICE ADVISORS LP
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 7443740
GD

Professional summary

Gregory Matthew Desroches is a registered financial advisor currently at BEATRICE ADVISORS LP located in New York, New York.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Gregory has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Matthew Desroches's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2025 - Present

BEATRICE ADVISORS LP

Office #1: 52 Vanderbilt Ave Suite 1405, New York, NY 10017
RIA
CRD#: 332668
NEW YORK, NY
Past

July 18, 2022 - September 25, 2023

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BEATRICE ADVISORS LP
BEATRICE ADVISORS LP

CRD#: 332668 / SEC#: 801-131654

RIA
Registered Investment Advisory firm - (12/19/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(8/25/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/23/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/22/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/18/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/23/2022
Securities Industry Essentials Examination

Current Firm

BA
BEATRICE ADVISORS LP
BEATRICE ADVISORS LP

CRD#: 332668 / SEC#: 801-131654

RIA
Registered Investment Advisory firm - (12/19/2024 Approved)
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Contact information

Main Address
52 Vanderbilt Ave Suite 1405, New York, NY 10017
Mailing Address
Phone number
(212) 688-1261
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BEATRICE ADV PART 2A (8/22/2025)

Regulatory assets under management

Total Number of Accounts64
AUM (Assets Under Management)$ 64,617,919

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BEATRICE ADVISORS LP

CRD#: 332668New York, NY 10017

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