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DU

David J. Unda

UNDA FINANCIAL AND CONSULTING
PALMETTO BAY, FL 33157-2303
Some features on this profile are disabled
CRD#: 7442907
DU

Professional summary

David J Unda is a registered financial advisor currently at UNDA FINANCIAL AND CONSULTING LLC located in Palmetto Bay, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David J Unda's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 1, 2022 - Present

UNDA FINANCIAL AND CONSULTING LLC

Office #1: Sw 78th Ave 15975, Palmetto Bay, FL 33157-2303
RIA
CRD#: 315468
PALMETTO BAY, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/1/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/12/2021
Uniform Investment Adviser Law Examination

Current Firm

UF
UNDA FINANCIAL AND CONSULTING LLC
UNDA FINANCIAL AND CONSULTING LLC

CRD#: 315468 / SEC#:

Florida
Registered Investment Advisory firm - (2/1/2022 Approved)
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Contact information

Main Address
Sw 78th Ave 15975, Palmetto Bay, FL 33157-2303
Mailing Address
Phone number
(786) 200-9948
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts44
AUM (Assets Under Management)$ 3,995,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UNDA FINANCIAL AND CONSULTING LLC

CRD#: 315468Palmetto Bay, FL 33157-2303

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