David J. Unda

UNDA FINANCIAL AND CONSULTING LLC

PALMETTO BAY, FL 33157-2303

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CRD#: 7442907

Professional summary

David J Unda is a registered financial advisor currently at UNDA FINANCIAL AND CONSULTING LLC located in Palmetto Bay, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Unda PA Real Estate Asociate agent Is not an Investment related business Address: 15975 SW 78 AVE Palmetto Bay FL 33157 Real Estate Agent working for Miami PArtners Realty Group LLC Position : Sales Asociate NO relation with the other business 20% of my time dedicate to the other business None of my time is dedicated to this business during securities trading hours Show residential properties on the market to potential clients , Fill AS IS contract once a sale is done, follow up the process until the closing date.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David J Unda's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2022 - Present

UNDA FINANCIAL AND CONSULTING LLC

Office #1: Sw 78th Ave 15975, Palmetto Bay, FL 33157-2303

RIA

CRD#: 315468

PALMETTO BAY, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/1/2022)

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Exams

State Security Law Exam

IAR

Series 65

Date: 4/12/2021

Uniform Investment Adviser Law Examination

Current Firm

UNDA FINANCIAL AND CONSULTING LLC

CRD#: 315468 / SEC#:

Florida

Registered Investment Advisory firm - (2/1/2022 Approved)

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Contact information

Main Address

Sw 78th Ave 15975, Palmetto Bay, FL 33157-2303

Mailing Address

Phone number

(786) 200-9948

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 3,995,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Unda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David J Unda's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNDA FINANCIAL AND CONSULTING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/12/2021

Current Firm

UNDA FINANCIAL AND CONSULTING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

UNDA FINANCIAL AND CONSULTING LLC

TRUST BUT VERIFY

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