RS
Ronald Sieloff
THRIVENT INVESTMENT MANAGEMENT
Chardon, OH
Some features on this profile are disabled
CRD#: 7442820
RS
Professional summary
Ronald Sieloff, who also goes by Ron Sieloff, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Chardon, Ohio.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Ronald has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Sieloff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AMERICAN MODEL YACHTING ASSOCIATION POSITION: Executive Secretary NATURE: National Club of members who enjoy building and sailing toy boats INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: POB 360374, Melbourne FL 32936, United States DESCRIPTION: Record meeting minutes and perform oversight of local clubs membership within the organization. Conduct yearly elections and tabulate results CREATIVE STITCHES OF OHIO POSITION: Assistant NATURE: This small business sells and services Sewing Machines. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 8 START DATE: 09/01/2024 ADDRESS: 7031 SR 322, Windsor OH 44099, United States DESCRIPTION: - Work with staff to develop and implement improved Marketing plans- Assist in machine repair and help streamline repair process. NORTH COAST WOODTURNERS POSITION: Treasurer NATURE: Group of local men and women who enjoy the art of turning wood on a lathe. We do public demonstrations and outreach programs for the local community and provide wooden items to various charitable organizations in the area which these organizations use for their fundraising activities. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 11490 Gatepost, Chardon OH 44024, United States DESCRIPTION: Collect dues, provide financial oversite, produce monthly Treasurer's report for Board review, file taxes. All club checks require two signers to be valid. SEGMENTED WOODTURNERS POSITION: Treasurer NATURE: A group of individuals who enjoy making wooden items by cutting and gluing together wood to make decorative objects. 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/19/2023 ADDRESS: 11490 Gatepost Ln, Chardon OH 44024, United States DESCRIPTION: Oversight of financial transactions of the club and issuance of monthly financial statement for board review. Help plan events that members attend. Participate as Board Member in planning future activities and direction of the club. File taxes. WESTERN RESERVE MODEL YACHT CLUB POSITION: Treasurer NATURE: Small club of 20-30 people who build model toy boats and race them on a pond INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/19/2023 ADDRESS: 11490 Gatepost Ln, Chardon OH 44024, United States DESCRIPTION: Provide financial oversite. Collect dues and maintain membership roster. Issue monthly financial statement for Board review.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Sieloff's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronald Sieloff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 2723 S.o.m. Center Rd, Willoughby Hills, OH 44094RIA
BD
CRD#: 18387
Chardon, OH
Current
January 3, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2723 S.o.m. Center Rd, Willoughby Hills, OH 44094RIA
BD
CRD#: 18387
Willoughby Hills, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/24/2022)
RR
Indiana(1/31/2023)
RR
Ohio(1/31/2022)
IAR
Ohio(1/31/2022)
RR
Pennsylvania(2/24/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/3/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
