JP
Joseph R. Pigot
STRATEGIC ADVISERS LLC
ENGLEWOOD, NJ
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CRD#: 7442300
JP
Professional summary
Joseph Raymond Pigot, who also goes by Joseph Raymond Pigot, Joey Pigot, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Englewood, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Wayne, New Jersey.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Joseph has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Raymond Pigot | Joey Pigot
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1/2022 - DBA for LPL Business (entity for LPL business) - FLYNN FINANCIAL PARTNERS - Investment Related - New Rochelle, NY 10801 2) 02/01/2022 - Private Advisor Group - DBA: (Hybrid) FLYNN FINANCIAL PARTNERS LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Registered Admin - Start Date: 09/09/2021 - 120 Hours Per Month - Time Spent 100% - I provide administrative support to Private Advisor group, an independent investment advisor firm. I started this business activity in 02/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 02/01/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin - Start Date: 09/09/2021 - 120 Hours Per Month - Time Spent 100% - I provide administrative support to Private Advisor group, an independent investment advisor firm. I started this business activity in 02/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/20/2023 - Sage Insurance Partners - Inv related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 12/18/2023 - 4 Hrs/Mo During Trading. 5) 01/03/2024 - Private Advisors Group - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 9/28/2022 - 12 hrs/Mo During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 1/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 01/08/2024 - Premier Wealth Partners - Inv Related - At Reported Business location(s) - DBA for LPL Business (entity for LPL business) - Started: 9/30/2022 - 12 Hrs/Mo During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Raymond Pigot's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 57 State Route 23 West Belt Plaza, Wayne, NJ 07470-6936RIA
CRD#: 104555
ENGLEWOOD, NJ
Current
March 28, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 57 State Route 23 West Belt Plaza, Wayne, NJ 07470-6936BD
CRD#: 7784
Wayne, NJ
Past
April 11, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WAYNE, NJ
Past
March 21, 2022 - March 14, 2024
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
New Rochelle, NY
Past
February 8, 2022 - March 25, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW ROCHELLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/25/2024)
RR
Colorado(4/25/2024)
RR
Connecticut(4/25/2024)
RR
Delaware(4/25/2024)
RR
District of Columbia(4/25/2024)
RR
Florida(4/25/2024)
RR
Georgia(4/25/2024)
RR
Illinois(4/25/2024)
RR
Iowa(4/25/2024)
RR
Maine(4/25/2024)
RR
Maryland(4/25/2024)
RR
Massachusetts(4/25/2024)
RR
Michigan(4/25/2024)
RR
Nevada(4/25/2024)
RR
New Hampshire(4/25/2024)
RR
New Jersey(3/28/2024)
IAR
New Jersey(3/31/2025)
RR
New York(4/25/2024)
RR
North Carolina(4/25/2024)
RR
Ohio(4/25/2024)
RR
Pennsylvania(4/25/2024)
RR
Rhode Island(4/25/2024)
RR
South Carolina(4/25/2024)
RR
Tennessee(4/25/2024)
RR
Texas(4/25/2024)
IAR
Texas(3/31/2025)
RR
Utah(4/25/2024)
RR
Vermont(4/25/2024)
RR
Virginia(4/25/2024)
RR
Washington(4/25/2024)
RR
Wisconsin(4/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
