Andrew M. Llewellyn
Professional summary
Andrew Michael Llewellyn, who also goes by Andrew Michael Llewellyn, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Atlanta, Georgia and SANFORD C. BERNSTEIN & CO., LLC located in Atlanta, Georgia.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Andrew has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Michael Llewellyn's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2024 - Present
ALLIANCEBERNSTEIN L.P.
Office #2: 3560 Lenox Road, Atlanta, GA 30326October 22, 2024 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 3560 Lenox Road Ne Suite 3000, Atlanta, GA 30326October 12, 2021 - October 1, 2024
M1 FINANCE LLC
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2024)
(10/23/2024)
Exams
Series 7TO
Date: 10/12/2021
General Securities Representative ExaminationFINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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