RP
Ryan C. Palmieri
CETERA INVESTMENT ADVISERS LLC
LEXINGTON PARK, MD 20653
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CRD#: 7440861
RP
Professional summary
Ryan Christopher Palmieri, who also goes by Ryan C Palmieri, Ryan Palmieri, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lexington Park, Maryland and CETERA WEALTH SERVICES, LLC located in Lexington Park, Maryland.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Ryan has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan C Palmieri | Ryan Palmieri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PALMIERI FINANCIAL SERVICES, LLC POSITION: Owner NATURE: I will provide financial services such as advisory, broker, and general financial planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 11/15/2022 ADDRESS: 21945 Three Notch Rd, Suite 106, Lexington Park MD 20653, United States DESCRIPTION: I will meet with clients, discuss their financial position, make recommendations, implement courses of action, and reconnect regularly to ensure their plans are up-to-date and their present course is appropriate. 2)"Karen E. Price Financial Management LLC; Tax Professional; Prepare individual and small business tax returns, offer tax advice and financial strategy and consultations; IR; 100; 02/01/2017; 21945 Three Notch Rd Lexington Park MD 20653; Ensure clients pay the least amount of tax possible in their given circumstances. Secure their information once under out possession. Verify the IRS and the state of Maryland receive and process their returns without incident.� Rectify any errors made on the tax return by filing an amended return. Dishes. I will provide financial advice once I am licensed.�"
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Christopher Palmieri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 21945 Three Notch Rd Suite 106, Lexington Park, MD 20653RIA
CRD#: 105644
LEXINGTON PARK, MD
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 21945 Three Notch Rd Suite 106, Lexington Park, MD 20653BD
CRD#: 13572
Lexington Park, MD
Past
February 16, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Lexington Park, MD
Past
December 1, 2021 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Lexington Park, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Maryland(9/5/2025)
IAR
Maryland(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/1/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
