Hassan T. Saleem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hassan Talha Saleem, who also goes by Hassan T Saleem, Hassan Talha Saleem, was a registered financial professional .
Hassan is a previously registered financial professional and started their career in finance in 2022. Hassan had worked at 2 firms and has passed the Series 66, Series 87, Series 86, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2023 - November 22, 2023
BERENBERG CAPITAL MARKETS LLC
October 11, 2022 - May 23, 2023
STEPHENS
August 24, 2022 - May 23, 2023
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/24/2022
General Securities Representative ExaminationCurrent Firm
BERENBERG CAPITAL MARKETS LLC
CRD#: 156757 / SEC#: , 8-68821
Contact information
FINRA licenses (14 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
