Stephen P. Jasper
Professional summary
Stephen Patrick Jasper is a registered financial professional currently at GILMARTIN FINANCIAL located in San Diego, California.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2022. Stephen has worked at 1 firm and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Patrick Jasper's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2022 - Present
GILMARTIN FINANCIAL
Office #1: 3111 Camino Del Rio North Suite 675, San Diego, CA 92108State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2022)
Exams
Series 82TO
Date: 3/21/2022
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 10/15/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GILMARTIN FINANCIAL
CRD#: 312622 / SEC#: , 8-70713
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEWIS, LYNN CHRISTINE | CEO, CCO, EXECUTIVE REPRESENTATIVE | |
| BRANT, DAVID ROBERT | FINOP, POO AND PFO | 2718478 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
