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Adam N. Howitt

PROBITAS FUNDS GROUP
New York, NY 10165
Some features on this profile are disabled
CRD#: 7439517
AH

Professional summary

Adam Noah Howitt is a registered financial professional currently at PROBITAS FUNDS GROUP, LLC located in New York, New York.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2022. Adam has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Noah Howitt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 12, 2023 - Present

PROBITAS FUNDS GROUP, LLC

Office #1: 60 E 42nd Street (one Grand Central Place) Suite 856, New York, NY 10165
BD
CRD#: 115876
New York, NY
Past

February 17, 2023 - August 25, 2023

MVISION PRIVATE EQUITY ADVISERS USA LLC

BD
CRD#: 122242
NEW YORK, NY
Past

April 5, 2022 - October 17, 2022

TD SECURITIES (USA) LLC

BD
CRD#: 18476
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/12/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 1/24/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/5/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/6/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PF
PROBITAS FUNDS GROUP, LLC
PROBITAS FUNDS GROUP, LLC

CRD#: 115876 / SEC#: , 8-53512

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
425 California Street Suite 550, San Francisco, CA 94104
Mailing Address
425 California Street Suite 550, San Francisco, CA 94104
Phone number
(415) 402-0700
Established
Delaware since 07/25/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PROBITAS PARTNERS, L.P.OWNER
HAUSLER, GREG WILLIAMCHIEF COMPLIANCE OFFICER
O'SULLIVAN, SINEAD MAIRECFO, FINOP, PFO, POO5823131
TSAO, RAYMOND W.EXECUTIVE REPRESENTATIVE4688979

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROBITAS FUNDS GROUP, LLC

CRD#: 115876New York, NY 10165

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