GS
Glenn R. Schwier
CETERA INVESTMENT ADVISERS LLC
MOUNT ARLINGTON, NJ 07856
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CRD#: 7439510
GS
Professional summary
Glenn Robert Schwier, who also goes by Glenn R Schwier, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mount Arlington, New Jersey and CETERA WEALTH SERVICES, LLC located in Mount Arlington, New Jersey.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Glenn has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Glenn R Schwier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: owner NATURE: This is the proposed acquisition vehicle of various Financial services and tax practices. The vehicle was created so that we could operate those acquired businesses and not confuse them with the Nisivoccia LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2022 ADDRESS: 200 Valley Road, Suite 300, Mount Arlington NJ 07856, United States DESCRIPTION: Investor 2) NISIVOCCIA WEALTH ADVISORS POSITION: financial professional NATURE: Nisivoccia Wealth Advisors is marketing and cost sharing arrangement for activity with Avantax. Offers financial planning, working with clients in developing their investment strategies INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/16/2021 ADDRESS: 200 Valley Road, Suite 300, Mt. Arlington NJ 07856, United States DESCRIPTION: Member on licensing starting January 1, 2022.part of marketing of firms wealth management services and cost sharing arrangement for activity with Avantax. Once licensed I will meet with clients, provide investment advice, financial planning, discuss financial goals and talk over ways to accomplish goals, I won't be working under this OBA until licensed 3) NISIVOCCIA LLP POSITION: Partner NATURE: Partner in the accounting firm Nisivoccia LLP. Partner in tax department.firm provides audit, tax and business advisory services including client accounting services (bookkeeping)Audits are for nonprofit entities, retirement plans, for profit businesses and governmental entities. No publicly traded entities.Tax area includes preparation of tax returns for individuals, corporations and partnerships as well as bookkeeping and advisory services. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 90 START DATE: 04/01/2014 ADDRESS: 200 Valley Road, Suite 300, Mt. Arlington NJ 07856, United States DESCRIPTION: I am a tax partner at Nisivoccia LLP. Review tax returns for individuals, partnerships, s corporations and partnerships.Handle tax research on complex issues, advise clients on payroll issues, estate and gift planning for clients, foreign asset reporting for individuals and u.s. reporting for foreign entities with u.s. subsidiaries.
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Robert Schwier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 200 Valley Rd Suite 300, Mount Arlington, NJ 07856RIA
CRD#: 105644
MOUNT ARLINGTON, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 200 Valley Road Suite 300, Mount Arlington, NJ 07856BD
CRD#: 13572
MOUNT ARLINGTON, NJ
Past
November 23, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Mount Arlington, NJ
Past
October 28, 2021 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MOUNT ARLINGTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Vermont(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/28/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Mount Arlington, NJ 07856TRUST BUT VERIFY
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