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NT

Nickolas M. Turk

ATHENE SECURITIES
WEST DES MOINES, IA 50266
Some features on this profile are disabled
CRD#: 7439343
NT
Nickolas Maxwell TurkATHENE SECURITIES

Professional summary

Nickolas Maxwell Turk, who also goes by Nickolas Turk, Nikolas M Turk, is a registered financial professional currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa.

Nickolas is registered as a RR (Registered Representative) and started their career in finance in 2021. Nickolas has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Nickolas Turk | Nikolas M Turk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nickolas Maxwell Turk's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2026 - Present

ATHENE SECURITIES, LLC

Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266
BD
CRD#: 36867
WEST DES MOINES, IA
Past

April 25, 2025 - March 23, 2026

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
BALA CYNWYD, PA
Past

April 2, 2025 - March 23, 2026

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
BALA CYNWYD, PA
Past

December 11, 2021 - November 27, 2024

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
Malvern, PA
Past

November 9, 2021 - November 27, 2024

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(6/24/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/8/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/9/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/11/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ATHENE SECURITIES, LLC
ATHENE SECURITIES IOWA, LLC | IL SECURITIES, LLC | IL SECURITIES, INC. | IL SECURITIES LLC | AVIVA SECURITIES, LLC | ATLAS SP SECURITIES | ATHENE SECURITIES, LLC

CRD#: 36867 / SEC#: , 8-47499

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
7700 Mills Civic Parkway, West Des Moines, IA 50266
Mailing Address
7700 Mills Civic Parkway, West Des Moines, IA 50266
Phone number
(515) 342-4616
Established
Indiana since 04/21/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ATHENE USA CORPORATIONATHENE SECURITIES, LLC
BATTERSON, CHAD MPRESIDENT, COO, FINOP4880009
BURTON, SHEILA SUECHIEF COMPLIANCE OFFICER
GEYELIN, ANTONY LAUSSAT IIIVICE PRESIDENT4605388
HUNT, ANGELA JEANCOMPLIANCE OFFICER7192588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATHENE SECURITIES, LLC

CRD#: 36867West Des Moines, IA 50266

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