BC
Bradley N. Cole
BCO WEALTH MANAGEMENT
Carlsbad, NM 88220
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CRD#: 7439066
BC
Professional summary
Bradley Nolan Cole, who also goes by Bradley N Cole, Brad Nolan Cole, is a registered financial advisor currently at BCO WEALTH MANAGEMENT, LLC located in Carlsbad, New Mexico and LINCOLN INVESTMENT located in Carlsbad, New Mexico.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Bradley has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bradley N Cole | Brad Nolan Cole
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BCO WEALTH MANAGEMENT LLC DBA OF BURBA, COLE, & OVERSTREET POSITION: Sales Assistant, IAR NATURE: Financial Services/RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/03/2023 ADDRESS: 412 North Canal Street, Carlsbad NM 88220, United States DESCRIPTION: Assisting FP's with clerical, unsolicited orders, phone calls and paperwork. I will meet with clients to help developfinancialplans. CHAMBER OF COMMERCE POSITION: Board Member NATURE: Plan events for the city INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/17/2024 ADDRESS: 302 S Canal St, Carlsbad NM 88220, United States DESCRIPTION: I will be on the Chamber board helping plan local events in Carlsbad, New Mexico. Advocates for Carlsbad and their businesses. Carlsbad Prep Academy POSITION: Board member NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 8/1/2025 ADDRESS: 805 Walter St, Carlsbad, NM 88220 DESCRIPTION: I will help assist with decisions on how to run the school.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Nolan Cole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2024 - Present
BCO WEALTH MANAGEMENT, LLC
Office #1: 412 N Canal St, Carlsbad, NM 88220RIA
CRD#: 322276
Carlsbad, NM
Current
May 1, 2023 - Present
LINCOLN INVESTMENT
Office #1: 412 N Canal Street P. O. Box 1448, Carlsbad, NM 88221-1448RIA
BD
CRD#: 519
Carlsbad, NM
Past
October 23, 2021 - March 31, 2023
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BCO WEALTH MANAGEMENT, LLC
BCO WEALTH MANAGEMENT, LLC
CRD#: 322276 / SEC#: 801-126061
RIA
Registered Investment Advisory firm - (7/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Mexico(5/1/2023)
IAR
New Mexico(4/1/2024)
IAR
Texas(3/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/22/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BCO WEALTH MANAGEMENT, LLC
BCO WEALTH MANAGEMENT, LLC
CRD#: 322276 / SEC#: 801-126061
RIA
Registered Investment Advisory firm - (7/8/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
412 N Canal St, Carlsbad, NM 88220
Mailing Address
Phone number
(575) 887-2013
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,111 |
| AUM (Assets Under Management) | $ 300,482,599 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
