Patrick Tavares Ruivo Muscari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Tavares Ruivo Muscari was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2021. Patrick had worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2021 - July 12, 2022
SANTANDER INVESTMENT SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 12/2/2021
Investment Banking Registered Representative ExaminationCurrent Firm
SANTANDER INVESTMENT SECURITIES INC.
CRD#: 37216 / SEC#: 801-70715, 8-47664
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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