Kolby D. Lang

LANG & BECKER

Washington, MO 63090

Some features on this profile are disabled

CRD#: 7438783

Professional summary

Kolby Daniel Lang, who also goes by Kolby Lang, Kolby Daniel Lang, is a registered financial advisor currently at LANG & BECKER, INC. located in Washington, Missouri and OSAIC WEALTH, INC. located in Washington, Missouri.

Kolby is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Kolby has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kolby Lang | Kolby Daniel Lang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Lang & Becker; investment related; Washington, MO; RIA; Investment Adviser Representative; 4/2024; 100 hrs/month; 70 hrs during securities trading hours; duties: Providing suitable recommendations, managing and setting asset allocations on client portfolios, comprehensive financial planning services. 2) Osaic Wealth, Inc.; Investment-Related; Washington, MO; Broker Dealer and Investment Advisor; Title __________________________; 04/2024; ______ hrs/mo; _____ hrs/mo during securities trading hours; duties: Duties are _____________________________________________.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kolby Daniel Lang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2024 - Present

LANG & BECKER, INC.

Office #1: 421 W. 5th Street, Washington, MO 63090

RIA

CRD#: 137346

Washington, MO

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 421 West 5th Street, Washington, MO 63090

RIA

CRD#: 23131

WASHINGTON, MO

Past

April 30, 2024 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

WASHINGTON, MO

Past

December 20, 2022 - April 10, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

O'Fallon, MO

Past

May 2, 2022 - April 10, 2024

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

O'Fallon, MO

Past

December 10, 2021 - March 3, 2022

TD AMERITRADE, INC.

CRD#: 7870

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(5/23/2024)

Illinois
(8/23/2024)

Missouri
(8/23/2024)

IAR

Missouri
(10/1/2024)

Nebraska
(8/13/2025)

Wisconsin
(8/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/21/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/10/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/2/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

LANG & BECKER, INC.

LANG & BECKER, INC. | STRAUSS ADVISORY GROUP

CRD#: 137346 / SEC#: 801-68153

RIA

Registered Investment Advisory firm - (7/21/2009 Terminated)

Illinois

Registered Investment Advisory firm - (6/8/2009 Approved)

Indiana

Registered Investment Advisory firm - (1/6/2025 Terminated)

Missouri

Registered Investment Advisory firm - (6/15/2009 Approved)

Texas

Registered Investment Advisory firm - (5/11/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (6/11/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

421 W. 5th Street, Washington, MO 63090

Mailing Address

Phone number

(636) 390-8339

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	144
AUM (Assets Under Management)	$ 98,821,834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jack Santini

J.P. MORGAN SECURITIES LLC

IAR

New York, NY

Ryan Golden

WELLS FARGO CLEARING SERVICES, LLC

IAR

Crystal, MN

Jared Adams

SMITH, BROWN & GROOVER, INC.

MACON, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kolby D. Lang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kolby Daniel Lang's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2022

Series 63

Date: 12/21/2021

Series 7TO

Date: 12/10/2021

SIE

Date: 5/2/2020

FINRA

Current Firm

LANG & BECKER, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LANG & BECKER, INC.

TRUST BUT VERIFY

Similar Advisors