Thomas D. Owens

ROOF EIDAM MAYCOCK PERALTA LLC

SAN FRANCISCO, CA 94132

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CRD#: 7437579

Professional summary

Thomas Darcy Owens is a registered financial advisor currently at ROOF EIDAM MAYCOCK PERALTA LLC located in San Francisco, California.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Thomas has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Darcy Owens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2025 - Present

ROOF EIDAM MAYCOCK PERALTA LLC

Office #1: 235 Pine St. Suite 1200, San Francisco, CA 94132

RIA

CRD#: 106696

SAN FRANCISCO, CA

Past

April 3, 2024 - March 7, 2025

BURTON ENRIGHT WELCH

RIA

CRD#: 118376

WALNUT CREEK, CA

Past

September 8, 2021 - May 10, 2024

GARDE CAPITAL, INC.

RIA

CRD#: 151043

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROOF EIDAM MAYCOCK PERALTA LLC

ROOF EIDAM & MAYCOCK | ROOF, EIDAM & MAYCOCK, LLC | ROOF, EIDAM & MAYCOCK | ROOF EIDAM MAYCOCK PERALTA LLC

CRD#: 106696 / SEC#: 801-53480

RIA

Registered Investment Advisory firm - (12/19/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2021

Uniform Investment Adviser Law Examination

Current Firm

ROOF EIDAM MAYCOCK PERALTA LLC

ROOF EIDAM & MAYCOCK | ROOF, EIDAM & MAYCOCK, LLC | ROOF, EIDAM & MAYCOCK | ROOF EIDAM MAYCOCK PERALTA LLC

CRD#: 106696 / SEC#: 801-53480

RIA

Registered Investment Advisory firm - (12/19/1996 Approved)

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Contact information

Main Address

235 Pine St. Suite 1200, San Francisco, CA 94132

Mailing Address

Phone number

(415) 788-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REM PART 2A APPENDIX 1 INSTITUTIONAL WRAP FEE BROCHURE (2/4/2025)

REM PART 2A APPENDIX 1 WRAP FEE BROCHURE (2/4/2025)

Regulatory assets under management

Total Number of Accounts	949
AUM (Assets Under Management)	$ 727,087,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas D. Owens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Darcy Owens's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROOF EIDAM MAYCOCK PERALTA LLC

BURTON ENRIGHT WELCH

GARDE CAPITAL, INC.

Primary Firm SEC Registration

ROOF EIDAM MAYCOCK PERALTA LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2021

Current Firm

ROOF EIDAM MAYCOCK PERALTA LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROOF EIDAM MAYCOCK PERALTA LLC

TRUST BUT VERIFY

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