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Farhan Nasim

BNP PARIBAS SECURITIES
New York, NY 10019
Some features on this profile are disabled
CRD#: 7435505
FN

Professional summary

Farhan Nasim is a registered financial professional currently at BNP PARIBAS SECURITIES CORP. located in New York, New York.

Farhan is registered as a RR (Registered Representative) and started their career in finance in 2023. Farhan has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Farhan Nasim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 2023 - Present

BNP PARIBAS SECURITIES CORP.

Office #1: 787 7th Avenue, New York, NY 10019
BD
CRD#: 15794
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/22/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/1/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/29/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BNP PARIBAS SECURITIES CORP.
BNP PARIBAS SECURITIES CORP. | PARIBAS CORPORATION | MST CORP.

CRD#: 15794 / SEC#: , 8-32682

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
787 Seventh Avenue, New York, NY 10019
Mailing Address
525 Washington Boulevard, Jersey City, NJ 07310
Phone number
(212) 841-2000
Established
Delaware since 09/07/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BNP PARIBAS US WHOLESALE HOLDINGS, CORPOWNER
BONNAUD, JOE-KARIMCEO7551817
CASTILLO, SUSANNA BEATRIZBOARD MEMBER & CHIEF CONDUCT AND CONTROL OFFICER4992387
FARRELL, MICHAEL FCHIEF FINANCIAL OFFICER, FINOP2562352
GAO, NICHOLAS NGENERAL COUNSEL5140547
HALPHEN, EMMANUELCHIEF OPERATIONS OFFICER5019981
HAWLEY, ROBERT WILLIAM JRCHAIRMAN828024
HORTOPAN, NICOLAE SERBANBOARD DIRECTOR4789377
LING, PETERBOARD DIRECTOR2714915
NIEBLING, JOHN CCHIEF COMPLIANCE OFFICER4736313
PLACIDO, JOSEBOARD DIRECTOR7081415
RAO, PHIROZE SBOARD DIRECTOR7808745
XHAYET, STEPHANE PATRICKCHIEF OPERATING OFFICER5955712

Disclosures

Regulatory Event99
Arbitration1
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

BNP PARIBAS SECURITIES CORP.

CRD#: 15794New York, NY 10019

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