Rachel A. Dadian

THE FOUNDRY FINANCIAL GROUP

Laconia, NH

Some features on this profile are disabled

CRD#: 7435501

Professional summary

Rachel Annalyse Dadian is a registered financial advisor currently at THE FOUNDRY FINANCIAL GROUP, INC. located in Laconia, New Hampshire.

Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Rachel has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel Annalyse Dadian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2024 - Present

THE FOUNDRY FINANCIAL GROUP, INC.

Office #2: 67 Water Street Suite 101, Laconia, NH 03246-3300

RIA

CRD#: 116823

Laconia, NH

Past

June 2, 2023 - October 9, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Laconia, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE FOUNDRY FINANCIAL GROUP, INC.

CRD#: 116823 / SEC#: 801-129329

RIA

Registered Investment Advisory firm - (1/10/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (1/12/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (1/10/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (11/17/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(8/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/2023

Uniform Investment Adviser Law Examination

Current Firm

THE FOUNDRY FINANCIAL GROUP, INC.

CRD#: 116823 / SEC#: 801-129329

RIA

Registered Investment Advisory firm - (1/10/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (1/12/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (1/10/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (11/17/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/12/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

67 Water Street Suite 101, Laconia, NH 03246-3300

Mailing Address

Phone number

(603) 528-5171

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (1/27/2025)

Regulatory assets under management

Total Number of Accounts	1,009
AUM (Assets Under Management)	$ 207,895,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rachel A. Dadian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel Annalyse Dadian's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE FOUNDRY FINANCIAL GROUP, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Primary Firm SEC Registration

THE FOUNDRY FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/2023

Current Firm

THE FOUNDRY FINANCIAL GROUP, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE FOUNDRY FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Similar Advisors