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Emanuel J. Defreitas
SAFE HARBOR ASSET MANAGEMENT
Jericho, NY 11753
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CRD#: 7434646
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Professional summary
Emanuel Joseph Defreitas is a registered financial advisor currently at SAFE HARBOR ASSET MANAGEMENT, INC. located in Jericho, New York.
Emanuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Emanuel has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Emanuel Joseph Defreitas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2021 - Present
SAFE HARBOR ASSET MANAGEMENT, INC.
Office #1: 30 Jericho Executive Plaza Suite 500 E, Jericho, NY 11753RIA
CRD#: 124787
Jericho, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SH
SAFE HARBOR ASSET MANAGEMENT, INC.
1031 INVESTMENT PROPERTY SOLUTIONS | STEPHEN K. DAVIS FINANCIAL SERVICES LTD. | SAFEHARBOR ASSET MANAGEMENT | SAFE HARBOR ASSET MANAGEMENT, INC.
CRD#: 124787 / SEC#: 801-79634
RIA
Registered Investment Advisory firm - (5/15/2014 Approved)Connecticut
Registered Investment Advisory firm - (12/31/2011 Failure to Renew)New York
Registered Investment Advisory firm - (5/15/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(9/23/2021)
Exams
Current Firm
SH
SAFE HARBOR ASSET MANAGEMENT, INC.
1031 INVESTMENT PROPERTY SOLUTIONS | STEPHEN K. DAVIS FINANCIAL SERVICES LTD. | SAFEHARBOR ASSET MANAGEMENT | SAFE HARBOR ASSET MANAGEMENT, INC.
CRD#: 124787 / SEC#: 801-79634
RIA
Registered Investment Advisory firm - (5/15/2014 Approved)Connecticut
Registered Investment Advisory firm - (12/31/2011 Failure to Renew)New York
Registered Investment Advisory firm - (5/15/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
167 East Main Street, Huntington, NY 11743
Mailing Address
Phone number
(631) 421-4341
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 33,771,530 |
Red Flags
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