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PD

Prince W. Dykes

ROYAL FINANCIAL INVESTMENT GROUP
Aurora, CO
Some features on this profile are disabled
CRD#: 7433582
PD

Professional summary

Prince Wesley Dykes, who also goes by Prince W Dykes, is a registered financial advisor currently at ROYAL FINANCIAL INVESTMENT GROUP located in Aurora, Colorado.

Prince is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Prince has worked at 1 firm and has passed the Series 63, Series 65 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Prince W Dykes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Dykes is the founder and president of Global Children Financial Literacy Foundation in Georgia, a 501c3 organization.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Prince Wesley Dykes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 27, 2025 - Present

ROYAL FINANCIAL INVESTMENT GROUP

RIA
CRD#: 316433
Aurora, CO
Past

October 29, 2021 - December 31, 2024

ROYAL FINANCIAL INVESTMENT GROUP

RIA
CRD#: 316433
AURORA, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(1/27/2025)
IAR
Georgia
(3/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/24/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/11/2014
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/12/2023
Securities Industry Essentials Examination

Current Firm

RF
ROYAL FINANCIAL INVESTMENT GROUP
ROYAL FINANCIAL INVESTMENT GROUP | ROYAL FINANCIAL INVESTMENT GROUP, LLC

CRD#: 316433 / SEC#:

Colorado
Registered Investment Advisory firm - (10/29/2021 Approved)
Georgia
Registered Investment Advisory firm - (3/6/2025 Approved)
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Contact information

Main Address
Aurora, CO
Mailing Address
Phone number
(720) 454-4782
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts35
AUM (Assets Under Management)$ 3,050,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROYAL FINANCIAL INVESTMENT GROUP

CRD#: 316433Aurora, CO

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