John C. Oliver
Professional summary
John Calvin Oliver IV, who also goes by John Calvin Oliver, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 2021. John has worked at 1 firm and has passed the Series 63, SIE and Series 6TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Calvin Oliver IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2024)
(4/1/2024)
(9/17/2021)
Exams
Series 6TO
Date: 8/30/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
