DM
David Montaquiza
MUNICIPAL ASSET MANAGEMENT
Rye Brook, NY 10573
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CRD#: 7433463
DM
Professional summary
David Montaquiza is a registered financial advisor currently at MUNICIPAL ASSET MANAGEMENT INC located in Rye Brook, New York.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. David has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Montaquiza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2021 - Present
MUNICIPAL ASSET MANAGEMENT INC
Office #1: 3 International Drive Suite 100, Rye Brook, NY 10573RIA
CRD#: 108320
Rye Brook, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MUNICIPAL ASSET MANAGEMENT INC
MUNICIPAL ASSET MANAGEMENT INC
CRD#: 108320 / SEC#: 801-46631
RIA
Registered Investment Advisory firm - (5/31/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(12/1/2021)
Exams
Current Firm
MA
MUNICIPAL ASSET MANAGEMENT INC
MUNICIPAL ASSET MANAGEMENT INC
CRD#: 108320 / SEC#: 801-46631
RIA
Registered Investment Advisory firm - (5/31/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3 International Drive Suite 100, Rye Brook, NY 10573
Mailing Address
Phone number
(212) 935-8313
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 109,365,008 |
Red Flags
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