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Vivian P. Dean

MUNICIPAL ASSET MANAGEMENT
Rye Brook, NY 10573
Some features on this profile are disabled
CRD#: 7433378
VD

Professional summary

Vivian Pan Dean, who also goes by VIvian Ingrid Pan, Vivian Pan, is a registered financial advisor currently at MUNICIPAL ASSET MANAGEMENT INC located in Rye Brook, New York.

Vivian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Vivian has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Vivian Ingrid Pan | Vivian Pan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vivian Pan Dean's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 30, 2021 - Present

MUNICIPAL ASSET MANAGEMENT INC

Office #1: 3 International Drive Suite 100, Rye Brook, NY 10573
RIA
CRD#: 108320
Rye Brook, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MUNICIPAL ASSET MANAGEMENT INC
MUNICIPAL ASSET MANAGEMENT INC

CRD#: 108320 / SEC#: 801-46631

RIA
Registered Investment Advisory firm - (5/31/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(11/30/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/30/2021
Uniform Investment Adviser Law Examination

Current Firm

MA
MUNICIPAL ASSET MANAGEMENT INC
MUNICIPAL ASSET MANAGEMENT INC

CRD#: 108320 / SEC#: 801-46631

RIA
Registered Investment Advisory firm - (5/31/1994 Approved)
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Contact information

Main Address
3 International Drive Suite 100, Rye Brook, NY 10573
Mailing Address
Phone number
(212) 935-8313
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MUNICIPAL ASSET MANAGEMENT (3/31/2025)

Regulatory assets under management

Total Number of Accounts25
AUM (Assets Under Management)$ 109,365,008

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MUNICIPAL ASSET MANAGEMENT INC

CRD#: 108320Rye Brook, NY 10573

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