AP
Ashley R. Perlmutter
SHERMAN WEALTH MANAGEMENT LLC
NEW YORK, NY
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CRD#: 7433021
AP
Professional summary
Ashley Rose Perlmutter is a registered financial advisor currently at SHERMAN WEALTH MANAGEMENT LLC located in New York, New York.
Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ashley has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ashley Rose Perlmutter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2021 - Present
SHERMAN WEALTH MANAGEMENT LLC
RIA
CRD#: 281093
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SHERMAN WEALTH MANAGEMENT LLC
SHERMAN WEALTH MANAGEMENT LLC
CRD#: 281093 / SEC#: 801-131124
RIA
Registered Investment Advisory firm - (9/16/2024 Approved)California
Registered Investment Advisory firm - (10/18/2024 Terminated)District of Columbia
Registered Investment Advisory firm - (9/18/2024 Terminated)Florida
Registered Investment Advisory firm - (9/18/2024 Terminated)Maryland
Registered Investment Advisory firm - (10/9/2024 Terminated)New York
Registered Investment Advisory firm - (9/18/2024 Terminated)Texas
Registered Investment Advisory firm - (9/18/2024 Terminated)Virginia
Registered Investment Advisory firm - (9/24/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/14/2024)
IAR
Maryland(12/16/2021)
IAR
New York(1/22/2024)
IAR
Texas(4/25/2024)
Current Firm
SW
SHERMAN WEALTH MANAGEMENT LLC
SHERMAN WEALTH MANAGEMENT LLC
CRD#: 281093 / SEC#: 801-131124
RIA
Registered Investment Advisory firm - (9/16/2024 Approved)California
Registered Investment Advisory firm - (10/18/2024 Terminated)District of Columbia
Registered Investment Advisory firm - (9/18/2024 Terminated)Florida
Registered Investment Advisory firm - (9/18/2024 Terminated)Maryland
Registered Investment Advisory firm - (10/9/2024 Terminated)New York
Registered Investment Advisory firm - (9/18/2024 Terminated)Texas
Registered Investment Advisory firm - (9/18/2024 Terminated)Virginia
Registered Investment Advisory firm - (9/24/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9841 Washingtonian Blvd Suite #200, Gaithersburg, MD 20878
Mailing Address
Phone number
(240) 428-1622
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 390 |
| AUM (Assets Under Management) | $ 122,029,029 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
