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WS

William C. Sargent

ASSET STRATEGY ADVISORS
WAYLAND, MA 01778-4470
Some features on this profile are disabled
CRD#: 7432187
WS

Professional summary

William Christopher Sargent, who also goes by William Christopher Sargent, William Sargent, is a registered financial advisor currently at ASSET STRATEGY ADVISORS, LLC located in Wayland, Massachusetts and CONCORDE INVESTMENT SERVICES, LLC located in Wayland, Massachusetts.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. William has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

William Christopher Sargent | William Sargent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Christopher Sargent's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2026 - Present

ASSET STRATEGY ADVISORS, LLC

Office #1: 14 West Plain St. Suite 201, Wayland, MA 01778-4470
RIA
CRD#: 139879
WAYLAND, MA
Current

January 28, 2026 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 14 W Plain St., Wayland, MA 01778
BD
CRD#: 151604
Wayland, MA
Past

March 31, 2025 - October 31, 2025

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SOMERVILLE, MA
Past

September 28, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
MERRIMACK, NH
Past

December 23, 2021 - October 31, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
BURLINGTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON

CRD#: 139879 / SEC#: 801-66549

RIA
Registered Investment Advisory firm - (5/15/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Massachusetts
(1/23/2026)
RR
Massachusetts
(1/28/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/26/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/7/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/23/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/16/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON

CRD#: 139879 / SEC#: 801-66549

RIA
Registered Investment Advisory firm - (5/15/2006 Approved)
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Contact information

Main Address
24 Superior Drive Suite 101, Natick, MA 01760-1535
Mailing Address
Phone number
(781) 235-4426
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025-ASSET STRATEGY ADVISORS BROCHURE 030125 (3/2/2025)

Regulatory assets under management

Total Number of Accounts544
AUM (Assets Under Management)$ 917,771,097

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASSET STRATEGY ADVISORS, LLC

CRD#: 139879Wayland, MA 01778-4470

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