MF
Mallon Fitzpatrick
ROBERTSON STEPHENS
NEW YORK, NY 10019
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CRD#: 7432135
MF
Professional summary
Mallon Fitzpatrick, CFP® is a registered financial advisor currently at ROBERTSON STEPHENS located in New York, New York.
Mallon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Mallon has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mallon FitzPatrick is Board Member of Sag Harbor Whaling and Historical Museum, an organization engaged in preserving the history and culture of Sag Harbor. In addition, Mr. FitzPatrick is also a Board Member and Treasurer of The Gatsby Condominium, a condomnium board and serves as the Co-Lead of NexGen Group and Co-Lead of Education Committee for FPA of Metro NY Chapter, a non-profit membership organization. Mr. FitzPatrick's duties with Sag Harbor Whaling and Historical Museum, The Gatsby Condominum, and FPA of Metro NY do not create a conflict of interest to his provision of advisory services through Robertson Stephens Wealth Management, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Mallon Fitzpatrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
December 20, 2021 - Present
ROBERTSON STEPHENS
Office #1: 810 Seventh Avenue Suite 615, New York, NY 10019RIA
CRD#: 289977
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS
ROBERTSON STEPHENS
ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC
CRD#: 289977 / SEC#: 801-111814
RIA
Registered Investment Advisory firm - (10/11/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(12/20/2021)
Exams
Current Firm
RS
ROBERTSON STEPHENS
ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC
CRD#: 289977 / SEC#: 801-111814
RIA
Registered Investment Advisory firm - (10/11/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
455 Market Street Ste. 1450, San Francisco, CA 94105-2442
Mailing Address
Phone number
(415) 500-6810
Established
Firm type
Fiscal year end
# of Employees
113
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,419 |
| AUM (Assets Under Management) | $ 7,139,384,497 |
Red Flags
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