Eric A. Arave
Professional summary
Eric Anthony Arave is a registered financial advisor currently at ASSETMARK, INC. located in Encino, California and ASSETMARK BROKERAGE, LLC located in Encino, California.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Eric has worked at 2 firms and has passed the Series 65, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Anthony Arave's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2022 - Present
ASSETMARK, INC.
Office #1: 16633 Ventura Boulevard Suite 1400, Encino, CA 91436August 30, 2023 - Present
ASSETMARK BROKERAGE, LLC
Office #1: 16633 Ventura Boulevard Suite 1400, Encino, CA 91436Primary Firm SEC Registration
ASSETMARK, INC.
CRD#: 109018 / SEC#: 801-56323
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/31/2022)
Exams
Series 6TO
Date: 8/30/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ASSETMARK, INC.
CRD#: 109018 / SEC#: 801-56323
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 410,749 |
| AUM (Assets Under Management) | $ 77,412,781,198 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 12/19/2024 | ||
| 08/23/2024 | ||
| 12/06/2023 |
Red Flags
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