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CRD#: 169804
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ASSETMARK BROKERAGE, LLC is located at 1655 Grant Street, 10th Floor, Concord, CA 94520 and was first established at San Francisco, Delaware in 09/25/2013. After operating for 12 years, ASSETMARK BROKERAGE, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ASSETMARK BROKERAGE, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ASSETMARK BROKERAGE, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ASSETMARK BROKERAGE, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ASSETMARK BROKERAGE, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ASSETMARK BROKERAGE, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ASSETMARK BROKERAGE, LLC Comes From

Understanding the Statistics for ASSETMARK BROKERAGE, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1655 Grant Street 10th Floor, Concord, CA, 94520
Mailing Address
1655 Grant Street 10th Floor, Concord, CA, 94520
Firm Size
Medium
Phone Number
(818) 528-3727
Established
Delaware since 09/25/2013
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ASSETMARK FINANCIAL HOLDINGS, INC.OWNER
HANSEN, CARRIE ELLENPRESIDENT/ MANAGING PRINCIPAL4781315
KOVAL, JOHN HENRYAML COMPLIANCE OFFICER/ CFO/ FINOP/ PFO/ POO2468284
LAMBUTH, RYAN SCOTTCHIEF COMPLIANCE OFFICER5382199

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Advisor's working at ASSETMARK BROKERAGE, LLC

BT

Brooke Enrica Turner

IAR
RR
CRD#: 7506005
Location:
Phoenix, AZ 85012-2426
Company:
ASSETMARK, INC.
Disclosures:
Experience:
3 years
View Profile
SP

Sara Anne Paulson

Sara Paulson, Sara Anne Sweet, Sara Sweet
IAR
RR
CRD#: 1755396
Location:
Dayton, MN
Company:
ASSETMARK, INC.
Disclosures:
Experience:
38 years
View Profile
DK

Dennis Joseph Keeley

IAR
RR
CRD#: 1798422
Location:
Kennesaw, GA
Company:
ASSETMARK, INC.
Disclosures:
Experience:
32 years
View Profile
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