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AW

Arthur R. Walsh

OLSEN PALMER LLC
WASHINGTON, DC 20005
Some features on this profile are disabled
CRD#: 7431438
AW

Professional summary

Arthur Robert Walsh is a registered financial professional currently at OLSEN PALMER LLC located in Washington, District Of Columbia.

Arthur is registered as a RR (Registered Representative) and started their career in finance in 2021. Arthur has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Arthur Robert Walsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 27, 2021 - Present

OLSEN PALMER LLC

Office #1: 1015 15th Street, Nw Suite 350, Washington, DC 20005
BD
CRD#: 166536
WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(11/29/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 1/8/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/27/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/25/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

OP
OLSEN PALMER LLC
OLSEN PALMER LLC

CRD#: 166536 / SEC#: , 8-69220

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1015 15th Street, Nw Suite 350, Washington, DC 20005
Mailing Address
1015 15th Street, Nw Suite 350, Washington, DC 20005
Phone number
(202) 803-2676
Established
Delaware since 11/16/2012
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OLSEN, CHRISTOPHER MATTHEWMANAGING MEMBER4663010
GRIFFITH, ANN MARGARETCCO, AMLCO2936554
PALMER, BRIAN JEFFREYPRESIDENT6164585
TUCKER, CLARK BOMARFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1977842

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLSEN PALMER LLC

CRD#: 166536Washington, DC 20005

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