Salvatore R. Traina
Professional summary
Salvatore Robert Traina, who also goes by Sal Traina, is a registered financial professional currently at BETTERMENT SECURITIES located in New York, New York.
Salvatore is registered as a RR (Registered Representative) and started their career in finance in 2024. Salvatore has worked at 1 firm and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Salvatore Robert Traina's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2024 - Present
BETTERMENT SECURITIES
Office #1: 450 West 33rd Street 11th Floor, New York, NY 10001Office #2: 450 West 33rd Street 11th Floor, New York, NY 10001State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2024)
(11/27/2024)
Exams
Series 7TO
Date: 4/13/2024
General Securities Representative ExaminationFINRA
Current Firm
BETTERMENT SECURITIES
CRD#: 47788 / SEC#: , 8-51906
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BETTERMENT HOLDINGS, INC. | PARENT COMPANY | |
| FELDMAN, RICHARD MARK | PRINCIPAL FINANCIAL OFFICER | 2273453 |
| KHENTOV, BORIS | PRESIDENT | 6216649 |
| KRAMER, ANDREW JOHNATHAN | PRINCIPAL OPERATIONS OFFICER | 6393302 |
| ROSENBLOOM, SETH JOSEPH | CHIEF LEGAL OFFICER | 6612490 |
| WOLDOW, BRIAN JEFFREY | CHIEF COMPLIANCE OFFICER | 2773616 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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