Frederick A. Brubaker
Professional summary
Frederick A Brubaker Jr., who also goes by Frederick A Brubaker, Jr., is a registered financial advisor currently at PRENTISS SMITH & COMPANY, INC. located in Johns Island, South Carolina.
Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Frederick has worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frederick A Brubaker Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2021 - Present
PRENTISS SMITH & COMPANY, INC.
Primary Firm SEC Registration
PRENTISS SMITH & COMPANY, INC.
CRD#: 110928 / SEC#: 801-17579
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/27/2021)
(9/27/2021)
(10/27/2021)
(10/20/2021)
(1/11/2022)
(9/27/2021)
(9/27/2021)
(10/4/2021)
(9/27/2021)
(9/27/2021)
(9/27/2021)
(9/27/2021)
Exams
Current Firm
PRENTISS SMITH & COMPANY, INC.
CRD#: 110928 / SEC#: 801-17579
Contact information
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 638 |
| AUM (Assets Under Management) | $ 436,952,572 |
Red Flags
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