PF
Pardis Ferdosi
AVANTAX PLANNING PARTNERS
Kingwood, TX
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CRD#: 7427198
PF
Professional summary
Pardis Ferdosi is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Kingwood, Texas and CETERA INVESTMENT ADVISERS LLC located in Kingwood, Texas.
Pardis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Pardis has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UNITED HEALTHCARE POSITION: Independent Health Agent NATURE: Writing healthcare policy for the CPA firm that I work with. I will become an independent agent for the United Health. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: PO BOX 31365, salt lake city UT 84131, United States DESCRIPTION: Connects health insurance buyers and sellers to facilitate transactions, Compare options, Help customers compare policies and rates across multiple carriers, Provide quotesReceives a commission for each policy sold.
CRS (Client Relationship Summary) - RIA
Click below to view Pardis Ferdosi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
Kingwood, TX
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
KINGWOOD, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1384 Stonehollow Dr. Suite 1, Kingwood, TX 77339BD
CRD#: 13572
KINGWOOD, TX
Past
June 29, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Kingwood, TX
Past
June 29, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
KINGWOOD, TX
Past
January 3, 2023 - March 29, 2023
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
WESTWOOD, MA
Past
October 31, 2022 - March 29, 2023
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
WESTWOOD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/18/2025)
RR
Arkansas(9/18/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Florida(9/5/2025)
RR
Indiana(9/5/2025)
RR
Louisiana(9/18/2025)
RR
Michigan(9/18/2025)
RR
Mississippi(9/18/2025)
RR
New Hampshire(9/5/2025)
RR
New York(9/18/2025)
RR
North Carolina(9/18/2025)
RR
Ohio(9/19/2025)
RR
Oklahoma(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/18/2025)
IAR
Texas(6/29/2023)
RR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/23/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 10/31/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
