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MW

Michael R. Waters

MICHAEL WATERS INVESTMENT ADVISERS LLC
Oklahoma City, OK 73012
Some features on this profile are disabled
CRD#: 7426819
MW

Professional summary

Michael Ryan Waters Mr is a registered financial advisor currently at MICHAEL WATERS INVESTMENT ADVISERS LLC located in Oklahoma City, Oklahoma.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Michael has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ryan Waters Mr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 19, 2025 - Present

MICHAEL WATERS INVESTMENT ADVISERS LLC

Office #1: 616 N Broadway, Oklahoma City, OK 73012
RIA
CRD#: 316400
Oklahoma City, OK
Past

September 27, 2021 - December 31, 2024

MICHAEL WATERS INVESTMENT ADVISERS LLC

RIA
CRD#: 316400
Oklahoma City, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(3/19/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/8/2021
Uniform Investment Adviser Law Examination

Current Firm

MW
MICHAEL WATERS INVESTMENT ADVISERS LLC
MICHAEL WATERS INVESTMENT ADVISERS LLC

CRD#: 316400 / SEC#:

Oklahoma
Registered Investment Advisory firm - (3/19/2025 Approved)
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Contact information

Main Address
616 N Broadway, Oklahoma City, OK 73012
Mailing Address
Phone number
(918) 645-1352
Established
Firm type
Fiscal year end
# of Employees
0

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts9
AUM (Assets Under Management)$ 2,350,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MICHAEL WATERS INVESTMENT ADVISERS LLC

CRD#: 316400Oklahoma City, OK 73012

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