NS
Nicole Sulli
MAN INVESTMENTS
New York, NY 10105
Some features on this profile are disabled
CRD#: 7425824
NS
Professional summary
Nicole Sulli is a registered financial professional currently at MAN INVESTMENTS INC. located in New York, New York.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2022. Nicole has worked at 1 firm and has passed the Series 63, Series 3, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nicole Sulli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2022 - Present
MAN INVESTMENTS INC.
Office #1: 1345 Avenue Of The Americas 21st Floor, New York, NY 10105BD
CRD#: 15770
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/14/2022)
RR
Alaska(4/14/2022)
RR
Arizona(4/14/2022)
RR
Arkansas(4/14/2022)
RR
California(4/14/2022)
RR
Colorado(1/17/2022)
RR
Connecticut(4/14/2022)
RR
Delaware(4/14/2022)
RR
District of Columbia(1/17/2022)
RR
Florida(1/17/2022)
RR
Georgia(4/14/2022)
RR
Hawaii(4/14/2022)
RR
Idaho(4/14/2022)
RR
Illinois(4/14/2022)
RR
Indiana(4/14/2022)
RR
Iowa(4/14/2022)
RR
Kansas(4/14/2022)
RR
Kentucky(4/14/2022)
RR
Louisiana(1/17/2022)
RR
Maine(4/14/2022)
RR
Maryland(1/17/2022)
RR
Massachusetts(4/14/2022)
RR
Michigan(4/14/2022)
RR
Minnesota(4/14/2022)
RR
Mississippi(4/14/2022)
RR
Missouri(4/14/2022)
RR
Montana(4/14/2022)
RR
Nebraska(4/14/2022)
RR
Nevada(4/14/2022)
RR
New Hampshire(4/14/2022)
RR
New Jersey(4/14/2022)
RR
New Mexico(4/14/2022)
RR
New York(4/14/2022)
RR
North Carolina(4/14/2022)
RR
North Dakota(4/14/2022)
RR
Ohio(1/18/2022)
RR
Oklahoma(4/14/2022)
RR
Oregon(4/14/2022)
RR
Pennsylvania(4/14/2022)
RR
Rhode Island(4/14/2022)
RR
South Carolina(4/14/2022)
RR
South Dakota(4/14/2022)
RR
Tennessee(4/14/2022)
RR
Texas(4/14/2022)
RR
Utah(4/14/2022)
RR
Vermont(4/14/2022)
RR
Virginia(4/14/2022)
RR
Washington(4/14/2022)
RR
West Virginia(4/14/2022)
RR
Wisconsin(4/14/2022)
RR
Wyoming(4/14/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/17/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MAN INVESTMENTS INC.
E.D. & F. MAN INTERNATIONAL SECURITIES CORPORATION | MAN INVESTMENTS INC. | MAN INVESTMENT PRODUCTS INC. | MAN INTERNATIONAL SECURITIES CORPORATION | E.D. & F. MAN INVESTMENT PRODUCTS INC. | E.D. & F. MAN INVESTMENT PRODUCTS INC
CRD#: 15770 / SEC#: , 8-32575
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1345 Avenue Of The Americas 21st Floor, New York, NY 10105
Mailing Address
1345 Avenue Of The Americas 21st Floor, New York, NY 10105
Phone number
(212) 649-6600
Established
New York since 07/12/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
