Shelley A. Balik
Professional summary
Shelley Ann Balik, CLU®, who also goes by Shelley Ann Fawcett, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Shelley is registered as a RR (Registered Representative) and started their career in finance in 2021. Shelley has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shelley Ann Balik's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 12, 2021 - December 2, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(11/25/2024)
Exams
Series 6TO
Date: 10/12/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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