BD
Bryson R. Duncan
NORTHWEST WEALTH MANAGEMENT
Spirit Lake, IA 51360
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CRD#: 7424046
BD
Professional summary
Bryson Richard Duncan is a registered financial advisor currently at NORTHWEST WEALTH MANAGEMENT, LLC located in Spirit Lake, Iowa.
Bryson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Bryson has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Bryson Richard Duncan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2021 - Present
NORTHWEST WEALTH MANAGEMENT, LLC
Office #1: 1008 18th Street, Spirit Lake, IA 51360RIA
CRD#: 152816
Spirit Lake, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NORTHWEST WEALTH MANAGEMENT, LLC
NORTHWEST WEALTH MANAGEMENT, LLC
CRD#: 152816 / SEC#: 801-72545
RIA
Registered Investment Advisory firm - (7/5/2011 Approved)Indiana
Registered Investment Advisory firm - (7/12/2011 Terminated)Iowa
Registered Investment Advisory firm - (7/18/2011 Terminated)Nebraska
Registered Investment Advisory firm - (8/31/2011 Terminated)South Dakota
Registered Investment Advisory firm - (7/12/2011 Terminated)Texas
Registered Investment Advisory firm - (7/12/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(10/14/2021)
Current Firm
NW
NORTHWEST WEALTH MANAGEMENT, LLC
NORTHWEST WEALTH MANAGEMENT, LLC
CRD#: 152816 / SEC#: 801-72545
RIA
Registered Investment Advisory firm - (7/5/2011 Approved)Indiana
Registered Investment Advisory firm - (7/12/2011 Terminated)Iowa
Registered Investment Advisory firm - (7/18/2011 Terminated)Nebraska
Registered Investment Advisory firm - (8/31/2011 Terminated)South Dakota
Registered Investment Advisory firm - (7/12/2011 Terminated)Texas
Registered Investment Advisory firm - (7/12/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1607 W. 18th Street, Spencer, IA 51301
Mailing Address
Phone number
(877) 207-0994
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,063 |
| AUM (Assets Under Management) | $ 865,221,987 |
Red Flags
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Company Information
NORTHWEST WEALTH MANAGEMENT, LLC
CRD#: 152816Spirit Lake, IA 51360TRUST BUT VERIFY
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