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AL

Adam W. Lee

CASTLEPOINT WEALTH ADVISORS
Oklahoma City, OK 73116
Some features on this profile are disabled
CRD#: 7423789
AL

Professional summary

Adam William Lee is a registered financial advisor currently at CASTLEPOINT WEALTH ADVISORS located in Oklahoma City, Oklahoma.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Adam has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam William Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 13, 2021 - Present

CASTLEPOINT WEALTH ADVISORS

Office #1: 7308 N. Classen Blvd., Oklahoma City, OK 73116
RIA
CRD#: 205512
Oklahoma City, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CASTLEPOINT WEALTH ADVISORS
ARK & TLK INVESTMENTS, LLC | GUARDIA WEALTH ADVISORS, LLC | GUARDIA WEALTH ADVISORS | GUARDIA WEALTH | CASTLEVIEW WEALTH ADVISORS | CASTLEPOINT WEALTH ADVISORS | CASTLE VIEW ADVISORS

CRD#: 205512 / SEC#: 801-96254

RIA
Registered Investment Advisory firm - (5/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(9/13/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/13/2021
Uniform Investment Adviser Law Examination

Current Firm

CW
CASTLEPOINT WEALTH ADVISORS
ARK & TLK INVESTMENTS, LLC | GUARDIA WEALTH ADVISORS, LLC | GUARDIA WEALTH ADVISORS | GUARDIA WEALTH | CASTLEVIEW WEALTH ADVISORS | CASTLEPOINT WEALTH ADVISORS | CASTLE VIEW ADVISORS

CRD#: 205512 / SEC#: 801-96254

RIA
Registered Investment Advisory firm - (5/11/2015 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
7308 N. Classen Blvd., Oklahoma City, OK 73116
Mailing Address
Phone number
(405) 705-2906
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CASTLEPOINT WEALTH ADV PART 2A (12/22/2025)

Regulatory assets under management

Total Number of Accounts1,009
AUM (Assets Under Management)$ 605,040,407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASTLEPOINT WEALTH ADVISORS

CRD#: 205512Oklahoma City, OK 73116

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