BK
Brian Kim
REMOTIV / FINANCIAL SOUNDINGS
Coconut Grove, FL 33133-5336
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CRD#: 7423720
BK
Professional summary
Brian Kim is a registered financial advisor currently at REMOTIV / FINANCIAL SOUNDINGS located in Coconut Grove, Florida.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brian has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-Skygen USA -business is not investment-related -W140N8981 Lilly Rd, Menomonee Falls, WI 53051 -Dental and Vision Insurance Software -SaaS Business Process Analyst -Employee -03/11/2024 for start date -150 hours/monthly -5 hours during trading hours -Collaborate with external partners using Enterprise System expertise and business process knowledge to identify, analyze and translate business requirements to implement client programs, including configuration, introduction of new efficiencies and automation, and identifying risks and issues related to missing functionality and program delivery.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Kim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2021 - Present
REMOTIV / FINANCIAL SOUNDINGS
Office #1: 3350 Virginia Street 2nd Floor, Coconut Grove, FL 33133-5336RIA
CRD#: 146082
Coconut Grove, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
R/
REMOTIV / FINANCIAL SOUNDINGS
FINANCIAL SOUNDINGS | REMOTIV LLC | REMOTIV / FINANCIAL SOUNDINGS | REMOTIV | FS | FINANCIAL SOUNDINGS INVESTMENT ADVISOR, LLC
CRD#: 146082 / SEC#: 801-69584
RIA
Registered Investment Advisory firm - (9/19/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/17/2021)
Current Firm
R/
REMOTIV / FINANCIAL SOUNDINGS
FINANCIAL SOUNDINGS | REMOTIV LLC | REMOTIV / FINANCIAL SOUNDINGS | REMOTIV | FS | FINANCIAL SOUNDINGS INVESTMENT ADVISOR, LLC
CRD#: 146082 / SEC#: 801-69584
RIA
Registered Investment Advisory firm - (9/19/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3350 Virginia Street 2nd Floor, Coconut Grove, FL 33133-5336
Mailing Address
Phone number
(786) 697-0839
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (51 States and Territories)
Documents
Part 2 Brochures
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REMOTIV / FINANCIAL SOUNDINGS
CRD#: 146082Coconut Grove, FL 33133-5336TRUST BUT VERIFY
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