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GZ

Guilherme Zraick

BRADESCO SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 7423452
GZ

Professional summary


Guilherme Zraick is a registered financial professional currently at BRADESCO SECURITIES, INC. located in New York, New York.

Guilherme is registered as a RR (Registered Representative) and started their career in finance in 2021. Guilherme has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Guilherme Zraick's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 10, 2021 - Present

BRADESCO SECURITIES, INC.

Office #1: 450 Park Avenue 32nd Floor, New York, NY 10022
BD
CRD#: 104347
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/13/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 8/13/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/10/2021
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


BS
BRADESCO SECURITIES, INC.
BRADESCO BBI | BRADESCO SECURITIES, INC.

CRD#: 104347 / SEC#: , 8-52806

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
450 Park Avenue 32nd Floor, New York, NY 10022
Mailing Address
450 Park Avenue 32nd Floor, New York, NY 10022
Phone number
(212) 888-9142
Established
Delaware since 04/28/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BANCO BRADESCO S.A.SOLE SHAREHOLDER OF APPLICANT'S COMMON STOCK
BEHAR, ISABELA MARTACHIEF COMPLIANCE OFFICER2940509
BOETGER, BRUNO D'AVILA MELOCHAIRMAN OF THE BOARD OF DIRECTORS2505487
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
MARQUES, RUI MIGUEL ALEIXOVICE-CHAIRMAN OF THE BOARD OF DIRECTORS7304773
PORTNOFF, DAVID ROSSFINANCIAL AND OPERATIONS PRINCIPAL / PRINCIPAL FINANCIAL OFFICER2977967
REITZFELD, FERNANDO RAIZCHIEF EXECUTIVE OFFICER / MEMBER OF THE BOARD OF DIRECTORS7514819

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRADESCO SECURITIES, INC.

CRD#: 104347New York, NY 10022

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