Andrew Marc Ross
Professional Summary
Andrew Marc Ross, who also goes by Andrew Ross, is a registered financial advisor currently at REGIMENT SECURITIES, LLC. located in Chicago, Illinois. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2021. Andrew has worked at 2 firms and has passed the Series 63, Series 82TO, Series 52TO, Series 79TO, SIE and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrew Ross
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
REGIMENT SECURITIES, LLC.
Contact Information
Main Address
420 N. Wabash Avenue, Chicago, IL 60611Mailing Address
420 N. Wabash Avenue 430, Chicago, IL 60611Phone Number
(773) 480-7561Established
Delaware since 09/21/2020Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (36 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/27/2026)
(1/23/2023)
(7/12/2023)
(4/30/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Apr 2024About the Series 82TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jun 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Oct 2021About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Andrew Marc Ross's CRS (Customer Relationship Summary).
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