Stephen Tyler Burnham
Professional Summary
Stephen Tyler Burnham is a registered financial advisor currently at REGIMENT SECURITIES, LLC. located in Chicago, Illinois. Stephen is registered as a RR (Registered Representative) and started their career in finance in 2003. Stephen has worked at 3 firms and has passed the Series 65, Series 63, Series 66, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 79, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
REGIMENT SECURITIES, LLC.
Contact Information
Main Address
420 N. Wabash Avenue, Chicago, IL 60611Mailing Address
420 N. Wabash Avenue 430, Chicago, IL 60611Phone Number
(773) 480-7561Established
Delaware since 09/21/2020Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (36 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/17/2021)
(1/20/2022)
(8/25/2021)
(10/12/2021)
(3/14/2023)
(1/20/2026)
(1/11/2022)
(7/21/2021)
(8/18/2021)
(8/16/2021)
(1/13/2022)
(8/18/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 2014Series 79 — Investment Banking Registered Representative Examination
Passed Jul 2014About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen Tyler Burnham's CRS (Customer Relationship Summary).
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