WT
William L. Tamplin
FAIRLEAD STRATEGIES
Greenwich, CT 06830
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CRD#: 7422806
WT
Professional summary
William Lawrence Tamplin is a registered financial advisor currently at FAIRLEAD STRATEGIES located in Greenwich, Connecticut.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. William has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Lawrence Tamplin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
FAIRLEAD STRATEGIES
Office #1: 19 East Elm Street 2nd Floor, Greenwich, CT 06830RIA
CRD#: 297384
Greenwich, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FAIRLEAD STRATEGIES
FAIRLEAD STRATEGIES | FAIRLEAD STRATEGIES, LLC
CRD#: 297384 / SEC#: 801-122857
RIA
Registered Investment Advisory firm - (12/14/2021 Approved)California
Registered Investment Advisory firm - (12/31/2021 Terminated)Connecticut
Registered Investment Advisory firm - (12/31/2021 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (12/31/2021 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2021 Terminated)New York
Registered Investment Advisory firm - (12/31/2021 Terminated)Texas
Registered Investment Advisory firm - (12/31/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/3/2023)
IAR
Connecticut(11/1/2021)
IAR
Florida(2/15/2023)
IAR
Illinois(1/3/2023)
IAR
Massachusetts(8/1/2023)
IAR
Nebraska(1/4/2023)
IAR
New York(1/3/2023)
IAR
Texas(1/3/2023)
Current Firm
FS
FAIRLEAD STRATEGIES
FAIRLEAD STRATEGIES | FAIRLEAD STRATEGIES, LLC
CRD#: 297384 / SEC#: 801-122857
RIA
Registered Investment Advisory firm - (12/14/2021 Approved)California
Registered Investment Advisory firm - (12/31/2021 Terminated)Connecticut
Registered Investment Advisory firm - (12/31/2021 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (12/31/2021 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2021 Terminated)New York
Registered Investment Advisory firm - (12/31/2021 Terminated)Texas
Registered Investment Advisory firm - (12/31/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
19 East Elm Street 2nd Floor, Greenwich, CT 06830
Mailing Address
Phone number
(203) 872-6500
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 215,356,115 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
