WT
Wayne J. Trinh
CITIGROUP GLOBAL MARKETS
New York, NY 10013
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CRD#: 7422640
WT
Professional summary
Wayne J Trinh, who also goes by Wayne Trinh, is a registered financial professional currently at CITIGROUP GLOBAL MARKETS INC. located in New York, New York and TRUIST SECURITIES, INC. located in New York, New York.
Wayne is registered as a RR (Registered Representative) and started their career in finance in 2021. Wayne has worked at 3 firms and has passed the Series 63, Series 7TO, Series 87, Series 86 and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Wayne Trinh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Wayne J Trinh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2024 - Present
CITIGROUP GLOBAL MARKETS INC.
Office #1: 388 Greenwich Street, New York, NY 10013RIA
BD
CRD#: 7059
New York, NY
Current
November 7, 2025 - Present
TRUIST SECURITIES, INC.
Office #1: 50 Hudson Yards Fl 69 & 70, New York, NY 10001BD
CRD#: 6271
NEW YORK, NY
Past
November 29, 2021 - April 23, 2024
PIPER SANDLER & CO.
BD
CRD#: 665
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/7/2024)
RR
Alaska(5/7/2024)
RR
Arizona(5/7/2024)
RR
Arkansas(5/7/2024)
RR
California(5/7/2024)
RR
Colorado(5/7/2024)
RR
Connecticut(5/7/2024)
RR
Delaware(5/7/2024)
RR
District of Columbia(5/7/2024)
RR
Florida(5/7/2024)
RR
Georgia(5/7/2024)
RR
Hawaii(5/7/2024)
RR
Idaho(5/7/2024)
RR
Illinois(5/7/2024)
RR
Indiana(5/7/2024)
RR
Iowa(5/7/2024)
RR
Kansas(5/7/2024)
RR
Kentucky(5/7/2024)
RR
Louisiana(5/7/2024)
RR
Maine(5/7/2024)
RR
Maryland(5/7/2024)
RR
Massachusetts(5/7/2024)
RR
Michigan(5/7/2024)
RR
Minnesota(5/7/2024)
RR
Mississippi(5/7/2024)
RR
Missouri(5/7/2024)
RR
Montana(5/7/2024)
RR
Nebraska(5/7/2024)
RR
Nevada(5/7/2024)
RR
New Hampshire(5/7/2024)
RR
New Jersey(5/7/2024)
RR
New Mexico(5/7/2024)
RR
New York(5/7/2024)
RR
North Carolina(5/7/2024)
RR
North Dakota(5/7/2024)
RR
Ohio(5/7/2024)
RR
Oklahoma(5/7/2024)
RR
Oregon(5/7/2024)
RR
Pennsylvania(5/7/2024)
RR
Puerto Rico(5/7/2024)
RR
Rhode Island(5/7/2024)
RR
South Carolina(5/7/2024)
RR
South Dakota(5/7/2024)
RR
Tennessee(5/7/2024)
RR
Texas(5/7/2024)
RR
Utah(5/7/2024)
RR
Vermont(5/7/2024)
RR
Virgin Islands(5/7/2024)
RR
Virginia(5/7/2024)
RR
Washington(5/7/2024)
RR
West Virginia(5/7/2024)
RR
Wisconsin(5/7/2024)
RR
Wyoming(5/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/30/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
TS
TRUIST SECURITIES, INC.
ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION
CRD#: 6271 / SEC#: , 8-17212
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
740 Battery Ave, Atlanta, GA 30339
Mailing Address
740 Battery Ave, Atlanta, GA 30339
Phone number
(404) 926-5600
Established
Tennessee since 07/01/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
