CB
Colin J. Bosak
CETERA INVESTMENT ADVISERS LLC
FORT MYERS, FL 33907
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CRD#: 7422459
CB
Professional summary
Colin J Bosak, who also goes by Colin Joseph Bosak, Colin Bosak, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Myers, Florida and CETERA WEALTH SERVICES, LLC located in Fort Myers, Florida.
Colin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Colin has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Colin Joseph Bosak | Colin Bosak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OMNI Financial Services of Lee County; 12610 New Brittany Blvd, FT. Myers, FL 33907; non-investment; Fixed Life, DI, Health , LTC; Agent; 03/2018-present; 40hrs/mo.; 25hrs/mo. during trading.* 2. The Continuing Education Academy; 12610 New Brittany Blvd. FT. Myers, FL 33907; non-Investment Related; CE Seminars; Agent; 03/2018-present 2hrs/mo.; 2hrs/mo. during trading** 3. OMNI Resource Group of SW Florida and OMNI Payroll;, 12610 New Brittany Blvd. Ft. Myers, FL; non-Investment Related; Fixed, DI, LTC; Agent; 03/2018-present; 10hrs/mo.; 10hrs/mo. during trading*** 4. Lacrosse coach Canterbury Highschool, not investment related, sports coach, Fort Myers, FL, 01/2023 - ongoing, 20 hr/month business, 0 hr/month trading**** 5. Space-tech, not investment related, employee, Fort Myers, FL, 06/2022 - ongoing, 30 hr/month business, 0 hr/month trading***** 6. Vision - GMJ partners, not investment related, employee, Fort Myers, FL, 03/2022 - ongoing, 5 hr/month business, 0 hr/month trading****** 7. AllFamous, not investment, employee, Marlton, NJ, 01/2023 - ongoing, 8 hr/month business, 0 hr/month trading******* 8. NAME OF OTHER BUSINESS: ASTRALIS NOCTIS HOLDINGS LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUSINESS BEING USED FOR TAX PURPOSES; 9. NAME OF OTHER BUSINESS: OMNI FINANCIAL SERVICES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Colin J Bosak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 12610 New Brittany Boulevard, Fort Myers, FL 33907Office #2: 19628 Waterman Ct, Fort Myers, FL 33913RIA
CRD#: 105644
FORT MYERS, FL
Current
July 28, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 12610 New Brittany Blvd, Fort Myers, FL 33907BD
CRD#: 13572
Fort Myers, FL
Past
July 5, 2023 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
FORT MYERS, FL
Past
June 12, 2023 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
FORT MYERS, FL
Past
March 14, 2023 - May 11, 2023
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/15/2023)
RR
Florida(7/28/2023)
IAR
Florida(8/9/2023)
RR
Pennsylvania(1/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/14/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fort Myers, FL 33907TRUST BUT VERIFY
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