JC
Jacob P. Cramond
SCHWAN FINANCIAL ADVISORS
Aberdeen, SD 57401
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CRD#: 7422281
JC
Professional summary
Jacob Peter Cramond is a registered financial advisor currently at SCHWAN FINANCIAL ADVISORS, LLC located in Aberdeen, South Dakota and KOVACK SECURITIES INC. located in Aberdeen, South Dakota.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jacob has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA - SCHWAN FINANCIAL GROUP - 401 VIVIAN ST. S, ABERDEEN, SD 57401; INVESTMENT RELATED; INVESTMENT ADVISORY, FINANCIAL PLANNING, MANANGEMENT AND INSURANCE; INVESTMENT REPRESENTATIVE; 100% OF TIME SPENT. 2) UNITED WAY BOARD MEMBER - 123 SOUTH 2ND STREET, ABERDEEN, SD 57401; NON-INVESTMENT RELATED; ATTEND QUARTERLY MEETINGS AND VOTE ON TOPICS; BOARD MEMBER; 1% OF TIME SPENT. 3) ABERDEEN HOCKEY COACH - 400 24TH AVENUE NW, ABERDEEN, SD 57401; NON-INVESTMENT RELATED; YOUTH HOCKEY PROGRAM; HEAD COACH; 10% OF TIME SPENT. 4) ABERDEEN PARKS & RECREATION BOARD MEMBER - 225 3RD AVENUE SE, ABERDEEN, SD 57401; NON-INVESTMENT RELATED; ESTABLISH POLICIES RELATED TO PARKS, REC AND FORESTRY; BOARD MEMBER; 1% OF TIME SPENT. 5) SCHWAN FINANCIAL ADVISORS - 401 VIVIAN ST. S, ABERDEEN, SD 57401; INVESTMENT RELATED; FINANCIAL PLANNING, SOLICITATION AND PENSION CONSULTING; IAR; REPRESENTATIVE; 100% OF TIME SPENT. 6) SCHWAN FINANCIAL AGENCY - 401 VIVIAN ST. S, ABERDEEN, SD 57401; INVESTMENT RELATED; LIFE INSURANCE & FIXED ANNUITIES; INVESTMENT REPRESENTATIVE; LESS THAN 1% OF TIME SPENT.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Peter Cramond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2024 - Present
SCHWAN FINANCIAL ADVISORS, LLC
Office #1: 401 Vivian Street S., Aberdeen, SD 57401RIA
CRD#: 127313
Aberdeen, SD
Current
September 19, 2023 - Present
KOVACK SECURITIES INC.
Office #1: 401 Vivian Street South, Aberdeen, SD 57401BD
CRD#: 44848
Aberdeen, SD
Past
October 26, 2021 - September 13, 2023
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
ABERDEEN, SD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
South Dakota(9/19/2023)
IAR
South Dakota(1/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/26/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SCHWAN FINANCIAL ADVISORS, LLC
SCHWAN FINANCIAL ADVISORS, LLC | THE LEGACY PARTNERS ADVISORS,LLC
CRD#: 127313 / SEC#: 801-68527
RIA
Registered Investment Advisory firm - (8/6/2012 Terminated)Alaska
Registered Investment Advisory firm - (7/3/2012 Approved)Arizona
Registered Investment Advisory firm - (6/27/2012 Approved)Florida
Registered Investment Advisory firm - (12/9/2022 Approved)Iowa
Registered Investment Advisory firm - (7/3/2012 Approved)Louisiana
Registered Investment Advisory firm - (8/10/2020 Approved)Michigan
Registered Investment Advisory firm - (8/6/2012 Approved)Minnesota
Registered Investment Advisory firm - (7/3/2012 Approved)Mississippi
Registered Investment Advisory firm - (3/21/2022 Approved)Montana
Registered Investment Advisory firm - (3/27/2009 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2019 Terminated)North Dakota
Registered Investment Advisory firm - (7/3/2012 Approved)South Dakota
Registered Investment Advisory firm - (7/2/2012 Approved)Texas
Registered Investment Advisory firm - (8/7/2020 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
401 Vivian Street S., Aberdeen, SD 57401
Mailing Address
Phone number
(605) 225-1047
Established
Firm type
Fiscal year end
# of Employees
3
Red Flags
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Company Information
SCHWAN FINANCIAL ADVISORS, LLC
CRD#: 127313Aberdeen, SD 57401TRUST BUT VERIFY
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