Christopher C. Rodriguez

KROPOG FINANCIAL GROUP

MANDEVILLE, LA 70471

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CRD#: 7422081

Professional summary

Christopher Cole Rodriguez, who also goes by Chris Cole Rodriguez, is a registered financial advisor currently at KROPOG FINANCIAL GROUP, LLC located in Mandeville, Louisiana and LPL FINANCIAL LLC located in Mandeville, Louisiana.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Christopher has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Cole Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Cole Rodriguez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2022 - Present

KROPOG FINANCIAL GROUP, LLC

Office #1: 2895 Highway 190 Ste 205, Mandeville, LA 70471

RIA

CRD#: 282747

MANDEVILLE, LA

Current

January 10, 2022 - Present

LPL FINANCIAL LLC

Office #1: 2895 Highway 190, Ste 205, Mandeville, LA 70471

RIA

CRD#: 6413

MANDEVILLE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KROPOG FINANCIAL GROUP, LLC

KROPOG FINANCIAL GROUP | KROPOG FINANCIAL GROUP, LLC

CRD#: 282747 / SEC#: 801-123679

RIA

Registered Investment Advisory firm - (4/14/2022 Approved)

Florida

Registered Investment Advisory firm - (4/26/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (5/3/2022 Terminated)

Mississippi

Registered Investment Advisory firm - (4/26/2022 Terminated)

Tennessee

Registered Investment Advisory firm - (4/26/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/26/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Louisiana
(1/10/2022)

IAR

Louisiana
(4/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/8/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/8/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

KROPOG FINANCIAL GROUP, LLC

KROPOG FINANCIAL GROUP | KROPOG FINANCIAL GROUP, LLC

CRD#: 282747 / SEC#: 801-123679

RIA

Registered Investment Advisory firm - (4/14/2022 Approved)

Florida

Registered Investment Advisory firm - (4/26/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (5/3/2022 Terminated)

Mississippi

Registered Investment Advisory firm - (4/26/2022 Terminated)

Tennessee

Registered Investment Advisory firm - (4/26/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/26/2022 Terminated)

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Contact information

Main Address

2895 Highway 190 Ste 205, Mandeville, LA 70471

Mailing Address

Phone number

(985) 727-6724

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KROPOG FINANCIAL GROUP, LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (2/10/2026)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 160,493,597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher C. Rodriguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Cole Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

KROPOG FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

KROPOG FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2022

Series 7TO

Date: 1/8/2022

SIE

Date: 10/8/2021

FINRA

Current Firm

KROPOG FINANCIAL GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KROPOG FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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