CR
Christopher C. Rodriguez
KROPOG FINANCIAL GROUP
MANDEVILLE, LA 70471
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CRD#: 7422081
CR
Professional summary
Christopher Cole Rodriguez, who also goes by Chris Cole Rodriguez, is a registered financial advisor currently at KROPOG FINANCIAL GROUP, LLC located in Mandeville, Louisiana and LPL FINANCIAL LLC located in Mandeville, Louisiana.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Christopher has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Cole Rodriguez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/2022 - DBA for LPL Business (entity for LPL business) - Kropog Financial Group - Investment Related - Mandeville, LA 70471 - 10% of time during trading hours. 04/2022 - Kropog Financial Group, LLC - Investment Related - Mandeville, LA 70471 - Financial Advisor - Approx. 144 hours per month / 8 hours during securities trading (90% of total monthly work hours). See Form ADV for more information about the nature of its business, its owners, and its services (https://adviserinfo.sec.gov). The Firm is separate from and independent of LPL Financial. 2. 04/14/2022 - Kropog Financial Group, LLC - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 01-2021 - 144 Hours Per Month/8 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Kropog Financial Group, LLC, an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 144 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Cole Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2022 - Present
KROPOG FINANCIAL GROUP, LLC
Office #1: 2895 Highway 190 Ste 205, Mandeville, LA 70471RIA
CRD#: 282747
MANDEVILLE, LA
Current
January 10, 2022 - Present
LPL FINANCIAL LLC
Office #1: 2895 Highway 190, Ste 205, Mandeville, LA 70471RIA
BD
CRD#: 6413
MANDEVILLE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KROPOG FINANCIAL GROUP, LLC
KROPOG FINANCIAL GROUP | KROPOG FINANCIAL GROUP, LLC
CRD#: 282747 / SEC#: 801-123679
RIA
Registered Investment Advisory firm - (4/14/2022 Approved)Florida
Registered Investment Advisory firm - (4/26/2022 Terminated)Louisiana
Registered Investment Advisory firm - (5/3/2022 Terminated)Mississippi
Registered Investment Advisory firm - (4/26/2022 Terminated)Tennessee
Registered Investment Advisory firm - (4/26/2022 Terminated)Texas
Registered Investment Advisory firm - (4/26/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(1/10/2022)
IAR
Louisiana(4/14/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KROPOG FINANCIAL GROUP, LLC
KROPOG FINANCIAL GROUP | KROPOG FINANCIAL GROUP, LLC
CRD#: 282747 / SEC#: 801-123679
RIA
Registered Investment Advisory firm - (4/14/2022 Approved)Florida
Registered Investment Advisory firm - (4/26/2022 Terminated)Louisiana
Registered Investment Advisory firm - (5/3/2022 Terminated)Mississippi
Registered Investment Advisory firm - (4/26/2022 Terminated)Tennessee
Registered Investment Advisory firm - (4/26/2022 Terminated)Texas
Registered Investment Advisory firm - (4/26/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2895 Highway 190 Ste 205, Mandeville, LA 70471
Mailing Address
Phone number
(985) 727-6724
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 489 |
| AUM (Assets Under Management) | $ 142,020,204 |
Red Flags
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Company Information
KROPOG FINANCIAL GROUP, LLC
CRD#: 282747Mandeville, LA 70471TRUST BUT VERIFY
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