Patrick John T. Peralta
Professional summary
Patrick John Taay Peralta is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Patrick John is registered as a RR (Registered Representative) and started their career in finance in 2021. Patrick John has worked at 2 firms and has passed the Series 6TO and SIE exams.
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Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick John Taay Peralta's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2024 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116October 8, 2021 - February 3, 2024
RIVERSOURCE DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 10/8/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
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Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
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